Five production SEC systems shipped, including EDGAR form submission, high-volume encrypted EDGAR project management, prospectus distribution, and compliance-grade document workflows. Audit-ready architecture from day one. Flat fee. Written quote in 48 hours.
Filing a form is a one-line API call. Building a system the SEC can audit two years later: that's the work. Cardinal builds for the audit before the audit is scheduled.
EDGAR-integrated software covers form generation, validation against the latest schema, submission, and reconciliation of acceptance acknowledgements. Each piece has to be observable and reversible. A filing that goes out wrong needs to be traced back to the exact data at the exact time, and the fix has to ship before the next deadline.
Disclosure workflows are where most platforms accumulate technical debt. Materiality, reviewer sign-off, timestamp of decision, distribution audit: each one is a chain of immutable events. Cardinal architects these as append-only logs with cryptographically-signed entries, not mutable database rows.
FINRA-awareness matters at the architecture layer. Broker-dealer obligations, investment-adviser custody rules, and transfer-agent recordkeeping each impose different retention, access, and reporting requirements. Cardinal scopes against the client's specific regulatory profile before any code is written.
Online SEC form submission platform for compliance and disclosure reporting, built for EDGAR-connected regulatory workflows. A filing error at the SEC is not a bug report, it is a regulatory event. This system was built with that knowledge in every decision.
SEC · EDGAR-integrated
Compliance communication platform for mutual fund prospectus distribution and regulatory reporting.
SEC · FINRA-aware · Mutual fund regulated
Account management and access control SaaS for financial compliance teams. Multi-user, role-based, audit-ready.
SEC · Financial regulatory
Financial print project management platform with integrated print-on-demand, built for public company issuers and mutual fund reporting.
SEC · Financial reporting regulated
High-volume encrypted project management platform for financial compliance and EDGAR filing workflows. Client database, automated archives and backups, integrated email and reminders, team collaboration, extensive reporting.
SEC · EDGAR-adjacent · Encrypted · Audit-trailed
Email the brief or the repo. Mutual NDA countersigned the same day. Written audit and flat-fee quote inside two business days. No discovery call.